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  Certification of Compliance

Unit: Enrollment Management

Date: September 16, 2003
 

CORE REQUIREMENTS

 
1. Not applicable to the unit or area level.
     
2. Not applicable to the unit or area level.
     
3. Not applicable to the unit or area level.
     
4. Not applicable to the unit or area level.
     
5. Not applicable to the unit or area level.
     
6. Not applicable to the unit or area level.
     
7. Not applicable to the unit or area level.
     
8. Not applicable to the unit or area level.
     
9. Not applicable to the unit or area level.
     
10. Not applicable to the unit or area level.
     
11.
a. Not applicable to the unit or area level.
b. Not applicable to the unit or area level.
c. Not applicable to the unit or area level.
   
   

COMPREHENSIVE STANDARDS

 

Institutional Mission, Governance, And Effectiveness

  Institutional Mission
1. Not applicable to the unit or area level.
     
  Governance and Administration
2. Not applicable to the unit or area level.
     
3. Not applicable to the unit or area level.
     
4. Not applicable to the unit or area level.
     
5. Not applicable to the unit or area level.
     
6. Not applicable to the unit or area level.
     
7. Not applicable to the unit or area level.
     
8. Not applicable to the unit or area level.
     
9. Not applicable to the unit or area level.
     
10. Not applicable to the unit or area level.
     
11. Not applicable to the unit or area level.
     
12. Not applicable to the unit or area level.
     
13. Not applicable to the unit or area level.
     
14. Not applicable to the unit or area level.
     
15. Not applicable to the unit or area level.
     
  Institutional Effectiveness
16. Not applicable to the unit or area level.
     

PROGRAMS

  Educational Programs
  Standards for All Educational Programs:
1. Not applicable to the unit or area level.
     
2. Not applicable to the unit or area level.
     
3. Not applicable to the unit or area level.
     
4. Not applicable to the unit or area level.
     
5. Not applicable to the unit or area level.
     
6. Not applicable to the unit or area level.
     
7. Not applicable to the unit or area level.
     
8. Not applicable to the unit or area level.
     
9. Not applicable to the unit or area level.
     
10. Not applicable to the unit or area level.
     
11. Not applicable to the unit or area level.
     
12. Not applicable to the unit or area level.
     
13. Not applicable to the unit or area level.
14. Not applicable to the unit or area level.
  Standards Specific to Undergraduate Programs:
15. Not applicable to the unit or area level.
     
16. Not applicable to the unit or area level.
  Standards Specific to Graduate and Post-Baccalaureate Professional Programs:
17. Not applicable to the unit or area level.
     
18. Not applicable to the unit or area level.
     
19. Not applicable to the unit or area level.
     
  Faculty
20. Not applicable to the unit or area level.
     
21. Not applicable to the unit or area level.
     
22. Not applicable to the unit or area level.
     
23. Not applicable to the unit or area level.
     
24. Not applicable to the unit or area level.
     
Library and Other Learning Resources
25. Not applicable to the unit or area level.
     
26. Not applicable to the unit or area level.
     
27. Not applicable to the unit or area level.
     
Student Affairs and Services
28. Not applicable to the unit or area level.
     
29. Not applicable to the unit or area level.
     
30. Not applicable to the unit or area level.
     

RESOURCES

  Financial and Physical Resources
1.

Not applicable to the unit or area level.

     
2. Not applicable to the unit or area level.
     
3. The institution audits financial aid programs as required by federal and state regulations.

Source Document: Manual of Financial Aid Policies and Procedures

The Office of Student Financial Aid is subject to annual Circular A-133 Audits. The most recent audit performed by KPMG for the State of Texas was in July 2003. Additional periodic reviews for compliance are conducted by the Texas Tech University Office of Internal Audit and the Director of Financial Aid.
     
4. Not applicable to the unit or area level.
     
5. Not applicable to the unit or area level.
     
6. Not applicable to the unit or area level.
     
7. Not applicable to the unit or area level.
 

FEDERAL MANDATES

 
1. Not applicable to the unit or area level.
     
2. Not applicable to the unit or area level.
     
3. Not applicable to the unit or area level.
     
4. Not applicable to the unit or area level.
     
5. Not applicable to the unit or area level.
     
6. Not applicable to the unit or area level.
     
7. Not applicable to the unit or area level.
     
8. The institution is in compliance with its program responsibilities under Title IV of the 1998 Higher Education Amendments. (In reviewing the institution’s compliance with these program responsibilities, the Commission relies on documentation forwarded to it by the Secretary of Education.) (Applies only to those institutions receiving Title IV funding.)

Source Document: United States Department of Education Eligibility and Certification Approval Report

The Office of Student Financial Aid adheres to regulations set forth by the U.S. Department of Education regarding Title IV funds. Eligibility and Certification are re-approved each year based on completion and approval of the Fiscal Operations Report and Application to Participate (FISAP).
     

 


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